Skip Navigation Links
A Division of Risk Placement Services, Inc.
Skip Navigation Links
Skip Navigation LinksClaims made vs Occurrence

Claims made vs. Occurrence - what you should know
There are two predominant types of medical malpractice policies: Claims-made and Occurrence.  Today, most professional liability insurance coverage is provided through claims-made policies. 

Claims-made Coverage

A Claims-made policy provides coverage only for claims made against “services performed” that occurred on or after the retroactive date of the policy.  (A retroactive date is used to include “Prior Acts” and does not necessarily coincide with the effective date of the current policy.)  In addition, the policy only covers claims that are reported while the policy is in force.  The premium is based on current industry conditions, not predictions of the future.  Once coverage is terminated, reporting rights cease unless extended reporting rights, commonly referred to as “tail coverage,” are purchased.  Many companies provide free “tail” in the event of death, total disability and, with certain restrictions, retirement.  Another advantage is that the policy limits in place when the claim is made are the limits that will respond to pay the claim.  This allows the insurance coverage to keep up with inflation, the rising cost of legal defense, and the increasingly high settlement payments as our society becomes more and more litigious. 

Occurrence Coverage

An Occurrence policy provides coverage for claims that occurred during the policy period regardless of the date reported.  A premium for an Occurrence policy is based on predictions of future industry conditions, estimating what claims will cost in the future and charging for them today.  Caution within the insurance industry often limits this type of coverage. 

Examples

Example 1:  Dr. Jones has a claims made policy with a retroactive date of 1/1/98 and is effective 1/1/03 to 1/1/04.  Is there coverage for the claim for Wanda Smith?  Which policy effective dates would provide coverage?

Example 2:  Dr. Jones has had an occurrence policy from 1/1/02 to 1/1/03 and 1/1/03 to 1/1/04.  Is there coverage for the claim for Wanda Smith?  Which policy would provide coverage?

Example 3:  Dr. Jones had a claims made policy effective 1/1/02 to 1/1/03 with a retroactive date of 1/1/98.  He switched to an occurrence policy effective 1/1/03.  He decided not to purchase prior acts or tail coverage effective 1/1/03 as he felt it was too expensive.  Is there coverage for the Wanda Smith claim?

Example 4:  Dr. Jones was insured by AIG from 1/1/02 to 1/1/03 with a retroactive date of 1/1/98.  He decided to switch his coverage to Ace effective 1/1/03 on a claims made policy with a retroactive date of 1/1/98.  Is there coverage for the Wanda Smith claim?  Which carrier should pay the claim?